Upcoming · CAQA AI AcademyLevel 3

AI for RTO Compliance Monitoring

Enable RTO compliance and quality staff to build a living compliance obligations register with control owners, and to use AI and automation responsibly for document checks, reminders, change monitoring, exception management and dashboards, so governing persons see accurate, timely assurance.

Upcoming course. LMS delivery and enrolment are not open. Release dates will be confirmed.

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Planned learning outcomes

  1. Build a compliance obligations register that links each obligation to its source, controls, owners, evidence and monitoring frequency
  2. Design AI-assisted document checks with clear criteria, human verification and records
  3. Set up reminders and reporting for time-bound obligations, using rules-based automation and escalation
  4. Monitor changes in training products and regulatory guidance and assess their impact, verifying AI summaries against primary sources
  5. Design exception management, escalation and compliance dashboards that give governing persons accurate assurance
  6. Design a compliance monitoring register and dashboard for an RTO, including the AI and automation controls